Compliance Bureau
Active Broker Warnings & Market Alerts
Notices issued by the Authority's Compliance Bureau concerning entities operating outside accepted regulatory and conduct standards.
Advisory to Market Participants
The entities listed below are not registered with the Authority. Engagement with these entities may carry material legal and financial risk. Participants are advised to verify any institution against the public registry before transacting.
Vantage Pro Holdings
Offshore
Issued May 20, 2026
Critical
Operating without recognised regulatory authorisation; multiple withdrawal complaints recorded across three jurisdictions.
Crown Equity Partners
Unverified
Issued May 12, 2026
High
Misrepresentation of Authority affiliation in marketing materials. Cease and desist issued under Article 9.
Nexus Trade Bureau
Offshore
Issued May 04, 2026
High
Pattern of solicitation following Authority-issued cease notices; referred to two national regulators.
Pinnacle FX Markets
Unverified
Issued Apr 27, 2026
Moderate
Persistent disclosure deficiencies under Article 9 of the Council Charter.
Goldway Securities Ltd
Offshore
Issued Apr 19, 2026
Critical
Suspected operation of an unregistered investment scheme targeting retail participants in Europe.
Stratus Capital Brokers
Unverified
Issued Apr 08, 2026
Moderate
Failure to maintain segregated client accounts as required by recognised regulatory standards.